Andrew David James

• Jamieson Christie Wealth Management Limited

  FRN 422773

  • [FCA CF] Manager of certification employee (since 3 Oct 2022)
• SDB Strategic Planners Limited (no longer approved here)

  FRN 116337

  • SMF16 Compliance Oversight (25 Jul 2022 to 8 Aug 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Jul 2022 to 8 Aug 2022)
• Courtiers Investment Services Limited (no longer approved here)

  FRN 124995

  • SMF16 Compliance Oversight (25 Jul 2022 to 8 Aug 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Jul 2022 to 8 Aug 2022)
  • [FCA CF] Material risk taker (10 Jun 2022 to 8 Aug 2022)
• Davidsons Independent Financial Advisers Limited (no longer approved here)

  FRN 224407

  • SMF16 Compliance Oversight (25 Jul 2022 to 8 Aug 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Jul 2022 to 8 Aug 2022)
• Davidsons Portfolio Management Ltd (no longer approved here)

  FRN 796573

  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Jul 2022 to 8 Aug 2022)
  • SMF16 Compliance Oversight (25 Jul 2022 to 8 Aug 2022)
• Bank of Scotland plc (no longer approved here)

  FRN 169628

  • CF30 Customer (4 Jan 2011 to 28 Feb 2012)
  • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
• Santander UK Plc (no longer approved here)

  FRN 106054

  • CF30 Customer (28 May 2010 to 4 Jan 2011)
• HBOS Investment Fund Managers Limited (no longer approved here)

  FRN 119223

  • CF22 Investment Adviser (Trainee) (9 May 2003 to 5 Jun 2003)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2003)
• Scottish Widows Unit Trust Managers Limited (no longer approved here)

  FRN 122129

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

No changes recorded yet.