Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jonathan Mark Goldring
IRN JMG00044
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Oct 2002)
Jonathan Noon
IRN JDN00015
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Jonathan Paul Crofts
IRN JPC00050
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Jonathan Ralph Nightingale
IRN JRN01022
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Jonathan Shaw
IRN JAS00116
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Jonathan Spencer Grant
IRN JXG00128
- CF21 Investment Adviser (22 Jul 2004 to 3 Sep 2004)
- CF22 Investment Adviser (Trainee) (18 Nov 2003 to 22 Jul 2004)
Jonathan Stuart James
IRN JSJ00013
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Jonathan Tough
IRN JGT00027
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Jonathon Roderick Alan Bond
IRN JRB01110
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 May 2021)
- CF2 Non Executive Director (1 Sep 2019 to 8 Dec 2019)
Jones Ademola Olumnyiwa Adeniyi
IRN JAA00039
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.