Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (10 Oct 2011 to 27 Nov 2012)
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- (2)Employed By (10 Oct 2011 to 27 Nov 2012)
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- CF30 Customer (15 Oct 2009 to 30 Sep 2011)
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- CF30 Customer (1 Nov 2007 to 5 Sep 2008)
- CF21 Investment Adviser (22 Jun 2006 to 31 Oct 2007)
- CF7 Sole Trader (AR) (13 Dec 2004 to 31 Jan 2007)
- CF22 Investment Adviser (Trainee) (13 Dec 2004 to 22 Jun 2006)
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- CF21 Investment Adviser (4 Nov 2003 to 30 Nov 2004)
- CF22 Investment Adviser (Trainee) (24 Jun 2003 to 4 Nov 2003)
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- CF22 Investment Adviser (Trainee) (24 Jun 2003 to 1 Jul 2003)
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- CF22 Investment Adviser (Trainee) (24 Jun 2003 to 1 Jul 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 27 May 2003)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.