Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Joseph Alphonsus Tannock
IRN JAT00009
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Joseph Essien Dadson
IRN JED00040
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Joseph Milne Dick
IRN JMD00020
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Joseph Patrick Gerard Brooks
IRN JPB00042
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Judith Anne Brownlee
IRN JAG00062
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Julia Caroline Barrow
IRN JCB00072
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Julia Helen Chalk
IRN JHC00027
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Julian Ashton
IRN JXA00126
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Julian Charles Field
IRN JCF00014
- CF30 Customer (26 May 2011 to 1 Jan 2013)
- CF21 Investment Adviser (27 Jan 2003 to 7 Sep 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Jan 2003)
Julian Law
IRN JXL00148
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.