Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (21 Apr 2020 to 14 May 2021)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 May 2021)
- CF2 Non Executive Director (1 Sep 2019 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 May 2021)
- CF2 Non Executive Director (1 Sep 2019 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (24 Jul 2019 to 14 May 2021)
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- Director of firm who is not a certification employee or a SMF manager (24 Jul 2019 to 14 May 2021)
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- Director of firm who is not a certification employee or a SMF manager (24 Jul 2019 to 14 May 2021)
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- CF2 Non Executive Director (17 Apr 2014 to 8 Dec 2019)
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- CF4 Partner (20 Nov 2012 to 26 Jun 2013)
- CF30 Customer (20 Nov 2012 to 18 Mar 2014)
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- CF30 Customer (1 Nov 2007 to 18 Mar 2014)
- CF4 Partner (28 Jun 2004 to 26 Jun 2013)
- CF27 Investment Management (28 Jun 2004 to 31 Oct 2007)
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- CF27 Investment Management (1 Dec 2001 to 8 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.