Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Walsh
IRN JMW00040
- [FCA CF] Client dealing (10 Dec 2019 to 21 Jan 2021)
- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 21 Jan 2021)
John William Hall
IRN JWH00015
- CF21 Investment Adviser (1 Dec 2001 to 9 Dec 2002)
Jon Emlyn Perry
IRN JEP00010
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Jonathan Alistair Crossley
IRN JAC00085
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Jonathan Brown
IRN JXB00056
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF22 Investment Adviser (Trainee) (30 Jul 2007 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2004)
Jonathan Campbell Symonds
IRN JCS00052
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Aug 2002)
Jonathan David Wheeler
IRN JDW00026
- CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
Jonathan Gregory Cox
IRN JGC00036
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Jonathan James Clark
IRN JJC00043
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Sep 2002)
Jonathan Louis Trounce
IRN JLT00022
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.