John Walsh

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • [FCA CF] Client dealing (10 Dec 2019 to 21 Jan 2021)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 21 Jan 2021)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • [FCA CF] Client dealing (10 Dec 2018 to 21 Jan 2021)
    • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 21 Jan 2021)
    • CF30 Customer (27 Jun 2016 to 9 Dec 2018)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF30 Customer (12 Mar 2009 to 8 May 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (3 Nov 2008 to 12 Mar 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 17 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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