Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercer Limited (no longer approved here)

    FRN 121935

    • [FCA CF] Client dealing (25 Aug 2022 to 9 Oct 2024)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF30 Customer (7 Jan 2016 to 9 Dec 2018)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF30 Customer (1 Nov 2007 to 1 Jan 2013)
    • CF22 Investment Adviser (Trainee) (30 Jul 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.