Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Rowland Harris
IRN JRH00041
- CF21 Investment Adviser (1 Dec 2001 to 25 Oct 2002)
John Roy Gillishan
IRN JRG00019
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jun 2002)
John Shortt
IRN JXS00199
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
John Sinclair Mair
IRN JSM01142
- CF11 Money Laundering Reporting (1 Dec 2001 to 16 Nov 2005)
John Stuart Campbell
IRN JSC00013
- CF21 Investment Adviser (25 Jul 2003 to 31 Oct 2003)
- CF22 Investment Adviser (Trainee) (28 Oct 2002 to 25 Jul 2003)
John Terence Walker
IRN JTW01023
- CF16 Significant Mgt (Desgntd Investment Business) (13 Sep 2004 to 1 Aug 2005)
John Thomas Florentine
IRN JTF00011
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF21 Investment Adviser (25 Nov 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (24 Oct 2002 to 25 Nov 2003)
John Van Der Wielen
IRN JXV01156
- CF29 Significant management (1 Sep 2009 to 30 Jun 2010)
John Veldhoven
IRN JXV01088
- CF21 Investment Adviser (23 Apr 2004 to 4 Jan 2005)
- CF22 Investment Adviser (Trainee) (12 May 2003 to 23 Apr 2004)
John Vickers
IRN JXV00020
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Jun 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.