Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ian Michael Brian McLaughlin
IRN IMM01046
- CF17 Significant Mgt (Other Business Operations) (1 Nov 2004 to 1 May 2005)
Ian Michael Fleming
IRN IMF00003
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF21 Investment Adviser (6 Apr 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Apr 2004)
Ian Paul Tucker
IRN IPT00005
- CF22 Investment Adviser (Trainee) (16 Jan 2007 to 30 Jun 2007)
Ian Philip Cooke
IRN IXC00064
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Ian Philip Thompstone
IRN IPT00006
- CF21 Investment Adviser (17 Jul 2002 to 17 Jul 2002)
Ian Robert Scott
IRN IRS00018
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Ian Roger Ward
IRN IRW00026
- CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2002)
Ian William Keddie
IRN IWK00001
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
Ilona Curtis
IRN IMC00021
- CF30 Customer (20 Jan 2011 to 15 Sep 2011)
Irina Lescure
IRN IXL00041
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.