Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 5 Nov 2014)
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Ian Tucker
FRN 652088
- (1)Employed By (since 30 Oct 2014)
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- (13)Employed By (9 Jul 2007 to 27 Sep 2013)
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- CF22 Investment Adviser (Trainee) (16 Jan 2007 to 30 Jun 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.