Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Huw Dickinson Simpson
IRN HDS00003
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Huw John Davies
IRN HJD00011
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Iain Martin MacPherson
IRN IMM00015
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Iain Ross McGowan
IRN IXM01299
- [FCA CF] Material risk taker (21 May 2020 to 31 Dec 2024)
- [FCA CF] Client dealing (21 May 2020 to 4 Apr 2025)
- [FCA CF] Manager of certification employee (21 May 2020 to 8 May 2024)
- [PRA CF] Managing a material risk taker (21 May 2020 to 8 May 2024)
- [PRA CF] Significant risk taker or Material risk taker (21 May 2020 to 31 Dec 2024)
Iain Stewart
IRN IXS00103
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Iain Stuart Beech
IRN ISB00010
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Iain Thomson Malloch
IRN ITM00004
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Ian Alexander Tait
IRN IAT00009
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Feb 2004)
Ian Barnes
IRN IXB00050
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Ian David Thompson
IRN IDT01012
- CF20 Significant Mgt (Settlements) (30 Sep 2002 to 17 Oct 2003)
- CF16 Significant Mgt (Desgntd Investment Business) (30 Sep 2002 to 17 Oct 2003)
- CF1 Director (1 Dec 2001 to 17 Oct 2003)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.