Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF29 Significant management (12 Mar 2015 to 13 Mar 2015)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF16 Significant Mgt (Desgntd Investment Business) (30 Sep 2002 to 17 Oct 2003)
    • CF20 Significant Mgt (Settlements) (30 Sep 2002 to 17 Oct 2003)
    • CF1 Director (1 Dec 2001 to 17 Oct 2003)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 7 Apr 2003)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 17 Oct 2003)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 17 Oct 2003)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF8 Apportionment and Oversight (1 Dec 2001 to 17 Oct 2003)
    • CF1 Director (1 Dec 2001 to 17 Oct 2003)
    • CF3 Chief Executive (1 Dec 2001 to 17 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.