Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (12 Mar 2015 to 13 Mar 2015)
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- CF16 Significant Mgt (Desgntd Investment Business) (30 Sep 2002 to 17 Oct 2003)
- CF20 Significant Mgt (Settlements) (30 Sep 2002 to 17 Oct 2003)
- CF1 Director (1 Dec 2001 to 17 Oct 2003)
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- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 7 Apr 2003)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 17 Oct 2003)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 17 Oct 2003)
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- CF8 Apportionment and Oversight (1 Dec 2001 to 17 Oct 2003)
- CF1 Director (1 Dec 2001 to 17 Oct 2003)
- CF3 Chief Executive (1 Dec 2001 to 17 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.