Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ian Farmer
IRN IDF00012
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Ian Glymond
IRN IDG00011
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Ian Hazell
IRN IXH01196
- CF30 Customer (3 Oct 2011 to 1 Jan 2013)
Ian Henry Peacock
IRN IHP00004
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Ian Henry Price
IRN IHP01008
- CF10a CASS Oversight function (16 Jun 2016 to 8 Dec 2019)
Ian Holbrow
IRN IXH00062
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Ian John Gornall
IRN IJG00009
- CF21 Investment Adviser (1 Dec 2001 to 13 Mar 2002)
Ian Mark Fisher
IRN IMF00015
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Ian Martin Roe
IRN IMR00019
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Ian Melvyn Frank Fifield
IRN IMF00014
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Mar 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.