Iain Ross McGowan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • [FCA CF] Client dealing (21 May 2020 to 4 Apr 2025)
    • [FCA CF] Manager of certification employee (21 May 2020 to 8 May 2024)
    • [FCA CF] Material risk taker (21 May 2020 to 31 Dec 2024)
    • [PRA CF] Managing a material risk taker (21 May 2020 to 8 May 2024)
    • [PRA CF] Significant risk taker or Material risk taker (21 May 2020 to 31 Dec 2024)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • [FCA CF] Client dealing (21 May 2020 to 4 Apr 2025)
    • [FCA CF] Manager of certification employee (21 May 2020 to 8 May 2024)
    • [FCA CF] Material risk taker (21 May 2020 to 31 Dec 2024)
    • [PRA CF] Managing a material risk taker (21 May 2020 to 8 May 2024)
    • [PRA CF] Significant risk taker or Material risk taker (21 May 2020 to 31 Dec 2024)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • [FCA CF] Client dealing (21 May 2020 to 4 Apr 2025)
    • [FCA CF] Manager of certification employee (21 May 2020 to 8 May 2024)
    • [FCA CF] Material risk taker (21 May 2020 to 31 Dec 2024)
    • [PRA CF] Managing a material risk taker (21 May 2020 to 8 May 2024)
    • [PRA CF] Significant risk taker or Material risk taker (21 May 2020 to 31 Dec 2024)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • [FCA CF] Client dealing (21 May 2020 to 4 Apr 2025)
    • [FCA CF] Manager of certification employee (21 May 2020 to 8 May 2024)
    • [FCA CF] Material risk taker (21 May 2020 to 31 Dec 2024)
    • [PRA CF] Managing a material risk taker (21 May 2020 to 8 May 2024)
    • [PRA CF] Significant risk taker or Material risk taker (21 May 2020 to 31 Dec 2024)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • [FCA CF] Client dealing (21 May 2020 to 4 Apr 2025)
    • [FCA CF] Manager of certification employee (21 May 2020 to 8 May 2024)
    • [FCA CF] Material risk taker (21 May 2020 to 31 Dec 2024)
    • [PRA CF] Managing a material risk taker (21 May 2020 to 8 May 2024)
    • [PRA CF] Significant risk taker or Material risk taker (21 May 2020 to 31 Dec 2024)

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