Scottish Widows Unit Trust Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Heather Ann Coulson
IRN HAM01054
- [FCA CF] Material risk taker (since 26 Mar 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 26 Mar 2025)
- [FCA CF] Client dealing (since 26 Mar 2025)
Heather Nancy Gibbons
IRN HNG00003
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Helen Alison Weir
IRN HAW01019
- CF28 Systems and controls (1 Nov 2007 to 18 Apr 2008)
- CF13 Finance (26 Apr 2004 to 31 Oct 2007)
Helen Jane Smith
IRN HJC00008
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Helen Mary Collins
IRN HMT00006
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Helen Murphy
IRN HJB00010
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Helen Ruth Craft
IRN HRC01015
- CF30 Customer (3 Aug 2011 to 1 Jan 2013)
Hena Mosby
IRN HXA00018
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Howard Peter Evans
IRN HPE00003
- CF21 Investment Adviser (16 Dec 2003 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (9 Jun 2003 to 16 Dec 2003)
Howard Vincent Jones
IRN HVJ00002
- CF21 Investment Adviser (12 Oct 2005 to 1 Feb 2006)
- CF22 Investment Adviser (Trainee) (24 Jun 2005 to 12 Oct 2005)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.