Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HBOS Investment Fund Managers Limited
FRN 119223
- [FCA CF] Material risk taker (since 26 Mar 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 26 Mar 2025)
- [FCA CF] Client dealing (since 26 Mar 2025)
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Scottish Widows Unit Trust Managers Limited
FRN 122129
- [FCA CF] Client dealing (since 26 Mar 2025)
- [FCA CF] Material risk taker (since 26 Mar 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 26 Mar 2025)
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SCOTTISH WIDOWS LIMITED
FRN 181655
- [FCA CF] Material risk taker (since 26 Mar 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 26 Mar 2025)
- [FCA CF] Client dealing (since 26 Mar 2025)
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Lloyds Bank General Insurance Limited
FRN 202091
- [FCA CF] Client dealing (since 26 Mar 2025)
- [FCA CF] Material risk taker (since 26 Mar 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 26 Mar 2025)
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St Andrew's Insurance Plc
FRN 202932
- [PRA CF] Significant risk taker or Material risk taker (since 26 Mar 2025)
- [FCA CF] Client dealing (since 26 Mar 2025)
- [FCA CF] Material risk taker (since 26 Mar 2025)
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- [FCA CF] Client dealing (28 Jun 2021 to 5 Feb 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jul 2020)
- CF30 Customer (1 Apr 2014 to 8 Dec 2019)
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- [FCA CF] Material risk taker (28 Jun 2021 to 31 Dec 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jul 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 6 Jul 2020)
- CF30 Customer (4 Apr 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.