Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 26 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Mar 2025)
    • [FCA CF] Client dealing (since 26 Mar 2025)
    • [FCA CF] Client dealing (since 26 Mar 2025)
    • [FCA CF] Material risk taker (since 26 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Mar 2025)
    • [FCA CF] Material risk taker (since 26 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Mar 2025)
    • [FCA CF] Client dealing (since 26 Mar 2025)
    • [FCA CF] Client dealing (since 26 Mar 2025)
    • [FCA CF] Material risk taker (since 26 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Mar 2025)
    • [FCA CF] Client dealing (since 26 Mar 2025)
    • [FCA CF] Material risk taker (since 26 Mar 2025)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Client dealing (28 Jun 2021 to 5 Feb 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jul 2020)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Material risk taker (28 Jun 2021 to 31 Dec 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jul 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jul 2020)
    • CF30 Customer (4 Apr 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.