Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 3 Jul 2008)
    • CF21 Investment Adviser (1 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Jun 2005 to 1 Feb 2006)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (12 Oct 2005 to 1 Feb 2006)
    • CF22 Investment Adviser (Trainee) (24 Jun 2005 to 12 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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