Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Godfrey Wilfred McIntosh
IRN GWM00015
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF21 Investment Adviser (22 Nov 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Jan 2005 to 22 Nov 2005)
Gordon Herbert Cole
IRN GHC00010
- CF21 Investment Adviser (25 Jul 2003 to 1 Apr 2006)
- CF22 Investment Adviser (Trainee) (22 Feb 2002 to 25 Jul 2003)
Gordon Thomas Beattie
IRN GTB00007
- CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2002)
Graeme John Allan
IRN GJA01055
- CF30 Customer (13 Mar 2008 to 6 Oct 2009)
Graeme Robert Bold
IRN GXB42380
- [FCA CF] Significant management (since 4 Feb 2020)
Graeme Sutherland MacGregor
IRN GSM00021
- CF22 Investment Adviser (Trainee) (25 Oct 2002 to 30 Apr 2003)
Graeme Wallace
IRN GXW00100
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Graham Andrew Rushton
IRN GAR00012
- CF30 Customer (13 Jan 2012 to 1 Jan 2013)
Graham Denis Kemp
IRN GDK00003
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Graham George McCorquodale
IRN GGM00004
- [FCA CF] Client dealing (2 Jan 2020 to 21 Jan 2021)
- [FCA CF] Functions requiring qualifications (2 Jan 2020 to 21 Jan 2021)
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF21 Investment Adviser (23 Apr 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Apr 2003 to 23 Apr 2004)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.