Graham George McCorquodale

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • [FCA CF] Client dealing (2 Jan 2020 to 21 Jan 2021)
    • [FCA CF] Functions requiring qualifications (2 Jan 2020 to 21 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 1 Jan 2013)
    • CF21 Investment Adviser (23 Apr 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Apr 2003 to 23 Apr 2004)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • [FCA CF] Functions requiring qualifications (21 Nov 2019 to 21 Jan 2021)
    • [FCA CF] Client dealing (21 Nov 2019 to 21 Jan 2021)
    • CF30 Customer (7 Jan 2016 to 9 Dec 2018)
  • Cairn Independent Limited (no longer approved here)

    FRN 142665

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 25 Apr 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 25 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.