Scottish Widows Unit Trust Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Graham James Haughey
IRN GXH00067
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Graham John Scott
IRN GJS00017
- CF21 Investment Adviser (1 Dec 2001 to 9 Dec 2002)
Graham John Wight
IRN GJW00044
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Jul 2002)
Graham Mark Edge
IRN GME00006
- CF21 Investment Adviser (1 Dec 2001 to 28 Jan 2002)
Graham Neil Bartlett
IRN GNB00018
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Graham Nigel Theobald
IRN GXT00092
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
Graham Robert Innes
IRN GRI00002
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
Graham Robert Ross
IRN GRR00016
- CF30 Customer (26 May 2011 to 24 Aug 2012)
Graham Stanley Hughes
IRN GSH00020
- CF21 Investment Adviser (18 Jun 2003 to 17 Jun 2005)
- CF22 Investment Adviser (Trainee) (28 Nov 2002 to 18 Jun 2003)
Grahame Granville Cassidy
IRN GGC00008
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.