Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Grahame William Hinselwood
IRN GWH00007
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Grant Baker
IRN GLB00017
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Gregg Harding
IRN GXH00191
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Gregor Ninian Stewart
IRN GNS01032
- CF28 Systems and controls (3 Sep 2009 to 5 Oct 2012)
Gregory John Pattenden
IRN GJP00054
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Gregory Neil Young
IRN GNY00002
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Mar 2002)
Gulnaz Qayyum
IRN GXQ00006
- CF30 Customer (1 Nov 2007 to 13 Nov 2007)
- CF21 Investment Adviser (19 Jan 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (31 May 2006 to 19 Jan 2007)
Guy Stuart Edward Baker
IRN GSB01052
- CF21 Investment Adviser (7 Jan 2002 to 15 Jul 2002)
Harjinder Singh Johal
IRN HSJ00005
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Haydn Glyn Arthur Williams
IRN HGW00003
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.