Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Campbell & McConnachie Limited
FRN 789217
- SMF16 Compliance Oversight (since 8 Nov 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Nov 2024)
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- SMF17 Money Laundering Reporting Officer (MLRO) (12 Nov 2021 to 9 Dec 2022)
- SMF16 Compliance Oversight (12 Nov 2021 to 9 Dec 2022)
- SMF3 Executive Director (24 Mar 2021 to 9 Dec 2022)
- Responsibility for MCD Intermediation (24 Mar 2021 to 9 Dec 2022)
- Responsible for Insurance Distribution (24 Mar 2021 to 9 Dec 2022)
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- CF11 Money Laundering Reporting (5 Jul 2018 to 8 Dec 2019)
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- CF11 Money Laundering Reporting (5 Jul 2018 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.