Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 8 Nov 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Nov 2024)
  • Worldwide Financial Planning Ltd (no longer approved here)

    FRN 440668

    • SMF17 Money Laundering Reporting Officer (MLRO) (12 Nov 2021 to 9 Dec 2022)
    • SMF16 Compliance Oversight (12 Nov 2021 to 9 Dec 2022)
    • SMF3 Executive Director (24 Mar 2021 to 9 Dec 2022)
    • Responsibility for MCD Intermediation (24 Mar 2021 to 9 Dec 2022)
    • Responsible for Insurance Distribution (24 Mar 2021 to 9 Dec 2022)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • CF11 Money Laundering Reporting (5 Jul 2018 to 8 Dec 2019)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF11 Money Laundering Reporting (5 Jul 2018 to 8 Dec 2019)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.