Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gail Ann Marie Shanahan
IRN GAS00041
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Gareth Richard Edwards
IRN GXE01067
- CF21 Investment Adviser (1 Dec 2001 to 27 May 2002)
Gareth Wyn Jones
IRN GWJ00022
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Jun 2002)
Garry James Maisey
IRN GJM00030
- CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2002)
Garry Owens
IRN GXO00032
- CF21 Investment Adviser (19 Jun 2006 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (6 Apr 2006 to 19 Jun 2006)
Gary Andrew Henshaw
IRN GAH01103
- CF28 Systems and controls (1 Nov 2007 to 17 Apr 2009)
- CF15 Internal Audit (28 Sep 2004 to 31 Oct 2007)
Gary Ball
IRN GXB00034
- CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2002)
Gary Callow
IRN GXC00112
- CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
Gary Clifford Harden
IRN GCH00009
- CF21 Investment Adviser (1 Dec 2001 to 9 Dec 2002)
Gary Donald Jones
IRN GDJ00010
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.