Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2020)
- CF30 Customer (6 May 2015 to 8 Dec 2019)
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- CF30 Customer (20 Jun 2008 to 28 Feb 2012)
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- CF30 Customer (1 Nov 2007 to 30 May 2008)
- CF21 Investment Adviser (30 May 2007 to 31 Oct 2007)
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- (13)Employed By (30 May 2007 to 30 May 2008)
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- CF21 Investment Adviser (17 Jul 2006 to 11 May 2007)
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- CF21 Investment Adviser (25 Mar 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (18 Oct 2002 to 25 Mar 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.