Gary Ball

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 23 Jun 2008)
    • CF21 Investment Adviser (24 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Jul 2005 to 24 Feb 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (15 May 2003 to 30 Jul 2004)
    • CF22 Investment Adviser (Trainee) (5 Feb 2003 to 15 May 2003)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2002)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2002)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.