Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Richard Dixon Willoughby
IRN RDW00018
- CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2001)
Richard Huw Davies
IRN RHD00017
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Richard James Smith
IRN RJS00095
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Richard Lawrence Bland
IRN RLB00045
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Richard Mahoney
IRN RXM00080
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Richard Malcolm Scott-Worthington
IRN RMS00040
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Richard Mark Alsop
IRN RMA00015
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Richard Thomas Berry
IRN RTB00027
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Ricky Jermaine Calder
IRN RJC00124
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Jan 2002)
Riyaz Ahmed Loonat
IRN RXL00073
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.