Richard Mark Alsop

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lyncombe Consultants Limited (no longer approved here)

    FRN 618025

    • [FCA CF] Client dealing (27 Nov 2020 to 1 Apr 2021)
    • [FCA CF] Functions requiring qualifications (27 Nov 2020 to 1 Apr 2021)
  • Alexander Calder Financial Ltd (no longer approved here)

    FRN 407890

    • (21)Employed By (2 May 2013 to 24 Nov 2020)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 3 Jun 2013)
    • CF21 Investment Adviser (17 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Feb 2006 to 17 Aug 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 22 Dec 2005)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alexander Calder Financial Ltd

  2. controlled function added: (21)Employed By at Alexander Calder Financial Ltd