Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Robert Andrew Welch
IRN RAW00066
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Robert Anthony Ellis
IRN RAE00028
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Robert Carl Larter
IRN RCL00014
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Robert Charles Evans
IRN RCE00010
- CF21 Investment Adviser (18 Jun 2003 to 1 Aug 2006)
- CF22 Investment Adviser (Trainee) (29 Nov 2002 to 18 Jun 2003)
Robert Colwill
IRN RXC00127
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Robert Crawford Kerr
IRN RXK44236
- [FCA CF] Manager of certification employee (18 Feb 2020 to 12 Apr 2021)
Robert Dickson
IRN RXD00065
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Robert Edward Baker
IRN REB00016
- CF21 Investment Adviser (1 Oct 2003 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (28 Nov 2002 to 1 Oct 2003)
Robert Edward Fay
IRN REF00014
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Feb 2002)
Robert Evans
IRN RXE00041
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.