Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 30 Oct 2012)
    • CF21 Investment Adviser (1 Jul 2007 to 31 Oct 2007)
    • CF27 Investment Management (18 Dec 2006 to 18 Dec 2006)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (18 Jun 2003 to 1 Aug 2006)
    • CF22 Investment Adviser (Trainee) (29 Nov 2002 to 18 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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