Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Rhys Joseph Thomas
IRN RJT00053
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Richard Alexander Eldred
IRN RAE00030
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)
Richard Allen Johnson
IRN RAJ00030
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Richard Andrew Lambert
IRN RAL00003
- CF22 Investment Adviser (Trainee) (21 Nov 2006 to 30 Jun 2007)
Richard Anthony Collins
IRN RAC01139
- CF10 Compliance Oversight (1 Dec 2001 to 31 Jul 2005)
Richard Anthony Kell
IRN RAK00013
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Richard Antony John O'Neill
IRN RAO00011
- CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2002)
Richard Barry Hargreaves
IRN RBH00012
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Richard Coe
IRN RXC00201
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Richard David Cameron
IRN RDC00029
- CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.