Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (5 Apr 2016 to 10 Jun 2016)
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- CF30 Customer (1 May 2014 to 4 Sep 2014)
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- Employed By (2 Apr 2013 to 4 Apr 2014)
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- Employed By (21 Mar 2011 to 4 Apr 2014)
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- CF30 Customer (21 Aug 2008 to 4 Apr 2014)
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- Employed By (8 Jul 2008 to 4 Apr 2014)
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- CF30 Customer (1 Nov 2007 to 2 May 2008)
- CF22 Investment Adviser (Trainee) (1 Jul 2007 to 31 Oct 2007)
- CF21 Investment Adviser (15 Nov 2006 to 21 Nov 2006)
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- CF22 Investment Adviser (Trainee) (21 Nov 2006 to 30 Jun 2007)
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- CF22 Investment Adviser (Trainee) (14 Oct 2004 to 12 Aug 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.