Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Close Brothers Limited
FRN 124750
- [FCA CF] Significant management (since 2 Dec 2024)
- [FCA CF] Material risk taker (since 2 Dec 2024)
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- [FCA CF] Significant management (3 Jun 2019 to 24 Sep 2021)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 15 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.