Scottish Widows Unit Trust Managers Limited

Date authorised
1 April 2013
Companies House
01629925
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Uberior House
    11 Earl Grey Street
    Edinburgh
    Edinburgh, City Of
    EH3 9BN
    UNITED KINGDOM
    Phone
    +443457166777
    Web
    https://www.scottishwidows.co.uk

  • Complaints Contact

    PO Box 24165
    Edinburgh
    Edinburgh, City Of
    EH3 1HD
    UNITED KINGDOM
    Phone
    +443457166777

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Terence Vaughan Tuckley

    IRN TVT00003

    • (64)CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
  • Teresa Jane Taylor

    IRN TJT00004

    • (217)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
  • Terry David Fenton

    IRN TDF00003

    • (173)CF21 Investment Adviser (17 Jul 2002 to 17 Jul 2002)
  • Terry David Mallon

    IRN TDM00007

    • (357)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
  • Thomas Gibbons

    IRN TXG00063

    • (568)CF21 Investment Adviser (17 Jul 2002 to 17 Jul 2002)
  • Thomas James O'Rourke

    IRN TJO00008

    • (1317)[FCA CF] Client dealing (20 Dec 2019 to 1 Jan 2021)
    • (1318)[FCA CF] Functions requiring qualifications (20 Dec 2019 to 1 Jan 2021)
  • Timothy Bartley

    IRN TRB00005

    • (1329)CF21 Investment Adviser (5 Apr 2006 to 30 Jun 2007)
    • (1328)CF22 Investment Adviser (Trainee) (2 Dec 2005 to 5 Apr 2006)
  • Timothy Graham Gosmore

    IRN TGG00006

    • (1504)CF21 Investment Adviser (26 Jun 2003 to 12 Sep 2003)
    • (1503)CF22 Investment Adviser (Trainee) (19 Sep 2002 to 26 Jun 2003)
  • Timothy James Leslie Blunt

    IRN TJB00034

    • (1533)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
  • Timothy James William Tookey

    IRN TJT01027

    • (1063)CF28 Systems and controls (18 Apr 2008 to 24 Feb 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1608)CF10 Compliance Oversight

  2. controlled function added: (1607)CF11 Money Laundering Reporting

  3. controlled function added: (1606)CF21 Investment Adviser

  4. controlled function added: (1605)CF21 Investment Adviser

  5. controlled function added: (1604)CF2 Non Executive Director

  6. controlled function added: (1603)SMF9 Chair of the Governing Body

  7. controlled function added: (1602)CF28 Systems and controls

  8. controlled function added: (1601)CF15 Internal Audit

  9. controlled function added: (1600)CF28 Systems and controls

  10. controlled function added: (1599)CF16 Significant Mgt (Desgntd Investment Business)

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