Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 11 Oct 2023)
- CF30 Customer (since 6 Oct 2023)
-
Quilter Financial Advisers Ltd
FRN 452529
- (301)Employed By (since 6 Oct 2023)
-
- (8)Employed By (15 Mar 2023 to 23 Jun 2023)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Jun 2023)
- CF30 Customer (17 Aug 2010 to 23 Jun 2023)
-
- (10)Employed By (7 Mar 2019 to 23 Jun 2023)
-
- Employed By (17 Aug 2010 to 23 Jun 2023)
-
- CF21 Investment Adviser (26 Jun 2003 to 12 Sep 2003)
- CF22 Investment Adviser (Trainee) (19 Sep 2002 to 26 Jun 2003)
-
- CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.