Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 11 Oct 2023)
    • CF30 Customer (since 6 Oct 2023)
    • (301)Employed By (since 6 Oct 2023)
  • John Scott Davidson Ltd (no longer approved here)

    FRN 497942

    • (8)Employed By (15 Mar 2023 to 23 Jun 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Jun 2023)
    • CF30 Customer (17 Aug 2010 to 23 Jun 2023)
  • RS Robertson & Co (Pensions & Investments) Ltd (no longer approved here)

    FRN 125445

    • (10)Employed By (7 Mar 2019 to 23 Jun 2023)
  • Timothy Gosmore (no longer approved here)

    FRN 529454

    • Employed By (17 Aug 2010 to 23 Jun 2023)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (26 Jun 2003 to 12 Sep 2003)
    • CF22 Investment Adviser (Trainee) (19 Sep 2002 to 26 Jun 2003)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.