Scottish Widows Administration Services Limited

• Principal Place of Business

  New Uberior House

  11 Earl Grey Street

  Edinburgh

  Edinburgh, City Of

  EH3 9BN

  UNITED KINGDOM

  Phone

  +4403457166777

  Web

  https://www.scottishwidows.co.uk

• Complaints Contact

  PO Box 24165

  Edinburgh

  EH3 1HD

  UNITED KINGDOM

  Phone

  +4403457166777

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

• Runs Personal Pensions

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Nathan Anthony Lock

  IRN NXL00013

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 7 Aug 2020)
• Nathan Victor Moss

  IRN NVM01005

  • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 17 Mar 2005)
  • Responsible for Insurance Mediation (14 Jan 2005 to 17 Mar 2005)
  • CF16 Significant Mgt (Desgntd Investment Business) (19 Jun 2002 to 17 Mar 2005)
• Neil Lindsay Nicholson Machray

  IRN NLM01023

  • CF28 Systems and controls (1 Nov 2007 to 22 Jun 2009)
  • CF1 Director (13 Mar 2006 to 8 Apr 2013)
  • CF13 Finance (13 Mar 2006 to 31 Oct 2007)
• Neil Robert Stentiford

  IRN NRS00015

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Aug 2002)
• Neil William Clark

  IRN NWC00004

  • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
• Newton Scott

  IRN NXS01121

  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 3 May 2002)
• Niamh Marie Whelan

  IRN NXW44249

  • [FCA CF] Manager of certification employee (7 Aug 2023 to 13 Jan 2026)
  • [FCA CF] Functions requiring qualifications (5 Feb 2020 to 19 Apr 2023)
• Nicholas Denis Job

  IRN NDJ00006

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Mar 2002)
• Nicholas Edward Tucker Prettejohn

  IRN NEP01010

  • SMF9 Chair of the Governing Body (6 Feb 2020 to 30 Sep 2021)
• Nicholas James Holmes

  IRN NJH00030

  • CF21 Investment Adviser (1 Dec 2001 to 16 Jun 2002)

• Scottish Widows Bank Plc (no longer appointed)

  FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001

• Cheltenham & Gloucester Plc (no longer appointed)

  FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001

No changes recorded yet.