Nicholas James Holmes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF4 Partner (AR) (since 21 Apr 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (25 Nov 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 25 Nov 2002)
  • NJ Holmes Wealth Management

    FRN 416511

    • (2)Employed By (since 8 Dec 2004)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (25 Nov 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 25 Nov 2002)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (25 Nov 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 25 Nov 2002)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2002)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF21 Investment Adviser (1 Dec 2001 to 16 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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