Neil William Clark

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF1 Director (AR) (13 Apr 2022 to 7 Jun 2022)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Sep 2022)
- CF30 Customer (1 Nov 2007 to 16 Jun 2021)
- CF21 Investment Adviser (21 Jun 2002 to 31 Oct 2007)
- CF1 Director (AR) (21 Jun 2002 to 1 Sep 2022)
Clark Financial Ltd (no longer approved here)
FRN 212926
- Employed By (21 Jun 2002 to 1 Sep 2022)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
Scottish Widows Administration Services Limited (no longer approved here)
FRN 139398
- CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.