Scottish Widows Administration Services Limited

• Principal Place of Business

  New Uberior House

  11 Earl Grey Street

  Edinburgh

  Edinburgh, City Of

  EH3 9BN

  UNITED KINGDOM

  Phone

  +4403457166777

  Web

  https://www.scottishwidows.co.uk

• Complaints Contact

  PO Box 24165

  Edinburgh

  EH3 1HD

  UNITED KINGDOM

  Phone

  +4403457166777

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

• Runs Personal Pensions

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Gary David Knox

  IRN GXK00197

  • [FCA CF] Functions requiring qualifications (18 Apr 2023 to 23 Jan 2024)
• Gary Keith Arpino

  IRN GXA00280

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 2 Apr 2025)
• Gary Lee Fullbrook

  IRN GLF00009

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Nov 2002)
• Gary Michael Hall

  IRN GMH00044

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Sep 2002)
• Gary White

  IRN GXW00074

  • CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2002)
• Gary Wood

  IRN GXW00027

  • [FCA CF] Functions requiring qualifications (4 Sep 2020 to 30 Jan 2023)
• Gavin Cornelius Price

  IRN GCP00005

  • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
• Gavin McNeill Stewart

  IRN GMS01053

  • [FCA CF] Material risk taker (12 Dec 2019 to 30 Dec 2019)
  • [PRA CF] Significant risk taker or Material risk taker (12 Dec 2019 to 30 Dec 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 22 Aug 2019)
  • CF3 Chief Executive (18 Nov 2013 to 11 Mar 2016)
  • Responsible for Insurance Mediation (18 Nov 2013 to 30 Sep 2018)
  • CF1 Director (18 Nov 2013 to 22 Aug 2019)
• Gavin Stuart Wilson

  IRN GSW00013

  • CF21 Investment Adviser (1 Dec 2001 to 9 Sep 2002)
• Gayle Elaine Schumacher

  IRN GES01031

  • Director of firm who is not a certification employee or a SMF manager (since 21 Apr 2020)

• Scottish Widows Bank Plc (no longer appointed)

  FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001

• Cheltenham & Gloucester Plc (no longer appointed)

  FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001

No changes recorded yet.