Schroders IS Limited

• Principal Place of Business

  Schroder Investment Management Ltd

  1 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4402076586000

  Web

  https://www.schroders.com

• Complaints Contact

  Schroder Investment Management Ltd

  1 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4402076586000

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Igor Puljic

  IRN IXP01033

  • CF27 Investment Management (1 Dec 2001 to 30 Nov 2004)
• Jabir Sardharwalla

  IRN JXS01820

  • CF30 Customer (1 Nov 2007 to 1 Jul 2008)
  • CF27 Investment Management (12 May 2005 to 31 Oct 2007)
• Jack Bladon

  IRN JXB13143

  • [FCA CF] Client dealing (since 8 Aug 2022)
• James Anthony Angus Samuels

  IRN JAS01159

  • CF2 Non Executive Director (AR) (30 Jan 2012 to 20 Feb 2013)
  • CF2 Non Executive Director (1 Dec 2001 to 15 Aug 2014)
• James Anthony Edward Rous

  IRN JAR01154

  • CF27 Investment Management (24 Jun 2005 to 15 Sep 2006)
  • CF22 Investment Adviser (Trainee) (23 Nov 2004 to 24 Jun 2005)
• James Barham

  IRN JEB01082

  • [FCA CF] Client dealing (since 8 Aug 2022)
  • SMF9 Chair of the Governing Body (since 20 Oct 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (10 Oct 2018 to 8 Dec 2019)
• James Benjamin Charles Whales

  IRN JXW00644

  • [FCA CF] Client dealing (since 7 Feb 2023)
• James Berry

  IRN JJB01098

  • [FCA CF] Client dealing (9 Sep 2020 to 31 Dec 2025)
  • [FCA CF] Significant management (9 Sep 2020 to 8 Jun 2025)
  • CF1 Director (19 Nov 2009 to 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (18 Oct 2003 to 31 Oct 2007)
• James Faupel

  IRN JXF08196

  • [FCA CF] Manager of certification employee (since 5 Jan 2023)
  • [FCA CF] Client dealing (since 9 Sep 2020)
  • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
• James Horrex

  IRN JXH02050

  • [FCA CF] Manager of certification employee (5 Oct 2022 to 15 Feb 2026)
  • [FCA CF] Client dealing (5 Oct 2022 to 15 Feb 2026)

• River and Mercantile Infrastructure LLP (no longer appointed)

  FRN 949495 · Appointed 21 Apr 2021 · Until 31 Jan 2022

• PSigma Asset Management Ltd (no longer appointed)

  FRN 462764 · Appointed 27 Feb 2009 · Until 15 Apr 2011

• Punter Southall Investment Consulting Ltd (no longer appointed)

  FRN 495989 · Appointed 5 Feb 2009 · Until 8 Jul 2011

• Craven Street Capital Limited (no longer appointed)

  FRN 463083 · Appointed 26 Jan 2007 · Until 4 Apr 2013 · Tied agent

• PSigma Asset Management Ltd (no longer appointed)

  FRN 462764 · Appointed 22 Jan 2007 · Until 21 Nov 2008

• Sanlam Multi Manager International Ltd (no longer appointed)

  FRN 231671 · Appointed 16 Feb 2004 · Until 7 Feb 2005

No changes recorded yet.