James Berry

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • [FCA CF] Client dealing (17 Jan 2023 to 31 Dec 2025)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • [FCA CF] Significant management (9 Sep 2020 to 8 Jun 2025)
    • [FCA CF] Client dealing (9 Sep 2020 to 31 Dec 2025)
    • CF1 Director (19 Nov 2009 to 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (18 Oct 2003 to 31 Oct 2007)
  • River Global Investors LLP (no longer approved here)

    FRN 453087

    • CF4 Partner (17 Apr 2014 to 2 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.