James Horrex

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • [FCA CF] Manager of certification employee (5 Oct 2022 to 15 Feb 2026)
    • [FCA CF] Client dealing (16 Nov 2021 to 15 Feb 2026)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • [FCA CF] Client dealing (5 Oct 2022 to 15 Feb 2026)
    • [FCA CF] Manager of certification employee (5 Oct 2022 to 15 Feb 2026)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (7 Sep 2016 to 7 Jun 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (27 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.