Schroder Unit Trusts Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Schroder Investment Management Ltd1 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +4402076586000
-
Complaints Contact
Schroder Investment Management Ltd1 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +442076586000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
-
Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Graham Staples
IRN GXS01186
- CF1 Director (2 Dec 2009 to 11 Oct 2011)
- CF10 Compliance Oversight (7 Jul 2009 to 11 Oct 2011)
-
Gregg Dalley
IRN GXD01211
- [FCA CF] Material risk taker (since 1 Oct 2020)
-
Guy Henriques
IRN GXH01851
- CF1 Director (27 Apr 2017 to 26 Sep 2019)
-
Hannah Dempsey Piper
IRN HDP01015
- [FCA CF] Material risk taker (since 12 Nov 2021)
-
Harry William Jack
IRN HWJ00006
- [FCA CF] Manager of certification employee (10 Jan 2023 to 4 Jun 2024)
-
Henrietta Jowitt
IRN HXJ01082
- CF17 Significant Mgt (Other Business Operations) (22 Nov 2005 to 30 Sep 2007)
-
Hidetoshi Nagashima
IRN HXN00020
- [FCA CF] Material risk taker (18 Apr 2023 to 25 Mar 2025)
-
Holly Baker
IRN HXB00308
- [FCA CF] Client dealing (since 3 Jan 2024)
-
Howard Bailey Trust
IRN HBT01001
- SMF7 Group Entity Senior Manager (24 Feb 2020 to 1 May 2023)
-
Howard Williams
IRN HXW01035
- SMF9 Chair of the Governing Body (since 7 Dec 2023)
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (21 Feb 2018 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.