Harry William Jack

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHRODER & CO. LIMITED

    FRN 144206

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 16 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 2 Oct 2024)
    • [FCA CF] Client dealing (since 2 Oct 2024)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • [FCA CF] Manager of certification employee (10 Jan 2023 to 4 Jun 2024)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • [FCA CF] Manager of certification employee (28 Jul 2022 to 4 Jun 2024)
    • CF30 Customer (6 Sep 2014 to 8 Dec 2019)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • [FCA CF] Manager of certification employee (28 Jul 2022 to 4 Jun 2024)
    • CF30 Customer (6 Sep 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.