Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (12 Jan 2010 to 3 Nov 2011)
- CF10 Compliance Oversight (7 Jul 2009 to 25 Oct 2011)
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- (34)CF11 Money Laundering Reporting (31 Dec 2009 to 18 Nov 2011)
- (35)CF10 Compliance Oversight (31 Dec 2009 to 3 Nov 2011)
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- CF1 Director (2 Dec 2009 to 11 Oct 2011)
- CF10 Compliance Oversight (7 Jul 2009 to 11 Oct 2011)
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- CF1 Director (2 Dec 2009 to 18 Nov 2011)
- CF10 Compliance Oversight (7 Jul 2009 to 11 Oct 2011)
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- CF10 Compliance Oversight (7 Jul 2009 to 4 Jan 2011)
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- CF10 Compliance Oversight (7 Jul 2009 to 3 Nov 2011)
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- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 30 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (34)CF11 Money Laundering Reporting at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (35)CF10 Compliance Oversight at Nippon Life Schroders Asset Management Europe Limited