Guy Henriques

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Schroder Pension Management Limited (no longer approved here)
FRN 442769
- SMF9 Chair of the Governing Body (10 Dec 2018 to 26 Sep 2019)
- SIMF9 Chairman (27 Apr 2017 to 9 Dec 2018)
Schroder Unit Trusts Limited (no longer approved here)
FRN 197288
- CF1 Director (27 Apr 2017 to 26 Sep 2019)
Nippon Life Schroders Asset Management Europe Limited (no longer approved here)
FRN 188997
- (2)CF1 Director (13 Jul 2016 to 26 Sep 2019)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (2)CF1 Director at Nippon Life Schroders Asset Management Europe Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.