Sberbank CIB (UK) Limited

• Principal Place of Business

  85 Fleet Street

  London

  EC4Y 1AE

  UNITED KINGDOM

  Phone

  +4402075833257

  Web

  https://www.sberbank-cib.co.uk

• Complaints Contact

  85 Fleet Street

  -

  London

  EC4Y 1AE

  UNITED KINGDOM

  Phone

  +4402075833257

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Oleg Sarzhin

  IRN OXS01171

  • CF30 Customer (10 Jan 2013 to 29 May 2015)
• Olga GOROKHOVSKAYA

  IRN OXG00019

  • SMF18 Other Overall Responsibility (19 Dec 2021 to 30 Mar 2022)
  • [FCA CF] Client dealing (1 Mar 2021 to 19 Dec 2021)
• Olga Gorokhovskaya

  IRN OXG01108

  • CF30 Customer (28 Mar 2018 to 8 Dec 2019)
• Paolo Zaniboni

  IRN PXZ01005

  • CF1 Director (3 Jul 2009 to 16 Mar 2016)
  • CF3 Chief Executive (3 Jul 2009 to 16 Mar 2016)
  • CF30 Customer (17 Apr 2009 to 16 Mar 2016)
• Pari Iritcian

  IRN PXI01123

  • [FCA CF] Client dealing (9 Mar 2020 to 31 Oct 2022)
  • CF30 Customer (10 Oct 2018 to 8 Dec 2019)
• Patricia Robertson

  IRN PXR01179

  • CF10 Compliance Oversight (29 Sep 2006 to 8 Nov 2006)
  • CF21 Investment Adviser (29 Sep 2006 to 8 Nov 2006)
  • CF13 Finance (29 Sep 2006 to 8 Nov 2006)
  • CF11 Money Laundering Reporting (29 Sep 2006 to 8 Nov 2006)
• Pavel Tityapov

  IRN PXT01742

  • CF30 Customer (1 Jan 2018 to 25 Jan 2019)
• Peter Graham Walker

  IRN PGW01065

  • CF30 Customer (1 Nov 2007 to 1 Jun 2009)
  • CF21 Investment Adviser (14 Mar 2007 to 31 Oct 2007)
  • CF26 Customer Trading (10 May 2004 to 14 Mar 2007)
• Piotr Tymula

  IRN PXT01265

  • [FCA CF] Client dealing (9 Mar 2020 to 31 Mar 2022)
  • CF30 Customer (9 Oct 2009 to 8 Dec 2019)
• Rachael Anne Hutchins

  IRN RAH01283

  • CF11 Money Laundering Reporting (23 Apr 2015 to 26 Feb 2016)
  • CF10 Compliance Oversight (23 Apr 2015 to 26 Feb 2016)

No changes recorded yet.