Sberbank CIB (UK) Limited

• Principal Place of Business

  85 Fleet Street

  London

  EC4Y 1AE

  UNITED KINGDOM

  Phone

  +4402075833257

  Web

  https://www.sberbank-cib.co.uk

• Complaints Contact

  85 Fleet Street

  -

  London

  EC4Y 1AE

  UNITED KINGDOM

  Phone

  +4402075833257

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Alan Phillips

  IRN RAP01118

  • CF30 Customer (1 Nov 2007 to 1 Jun 2009)
  • CF21 Investment Adviser (27 Mar 2006 to 31 Oct 2007)
• Richard Edward Ford

  IRN REF01020

  • CF11 Money Laundering Reporting (22 Sep 2008 to 29 Jan 2014)
  • CF10 Compliance Oversight (22 Sep 2008 to 29 Jan 2014)
• Richard Trevor Snookes

  IRN RTS01030

  • SMF16 Compliance Oversight (9 Dec 2019 to 31 May 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 May 2022)
  • CF11 Money Laundering Reporting (14 Nov 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Nov 2016 to 8 Dec 2019)
• Robert Alexander Parker

  IRN RXP19400

  • SMF4 Chief Risk (9 Dec 2019 to 30 Sep 2022)
  • CF28 Systems and controls (20 Nov 2019 to 8 Dec 2019)
• Robert Hagon

  IRN RXH01269

  • CF30 Customer (19 Sep 2012 to 27 Feb 2015)
• Sathesan Ganesarajah

  IRN GXS01541

  • CF30 Customer (18 Sep 2012 to 24 Feb 2015)
• Sergey Donskoy

  IRN SXD02262

  • [FCA CF] Client dealing (15 Sep 2021 to 31 Mar 2022)
• Sergey Shilov

  IRN SXS05065

  • [FCA CF] Client dealing (9 Mar 2020 to 17 Jun 2022)
  • [FCA CF] Proprietary trader (9 Mar 2020 to 17 Jun 2022)
  • CF30 Customer (18 Jul 2018 to 8 Dec 2019)
• Severine Andree Arnaud

  IRN SAA01098

  • CF30 Customer (13 Dec 2010 to 31 Dec 2014)
• Slavik Gabinsky

  IRN SXG00367

  • [FCA CF] Significant management (4 Apr 2020 to 12 Apr 2022)

No changes recorded yet.