Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (29 Sep 2006 to 8 Nov 2006)
- CF11 Money Laundering Reporting (29 Sep 2006 to 8 Nov 2006)
- CF13 Finance (29 Sep 2006 to 8 Nov 2006)
- CF21 Investment Adviser (29 Sep 2006 to 8 Nov 2006)
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- CF21 Investment Adviser (13 Jan 2006 to 15 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.