Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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William O'Neil & Co. Incorporated
FRN 534569
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 7 Dec 2022)
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- [FCA CF] Client dealing (9 Mar 2020 to 31 Mar 2022)
- CF30 Customer (9 Oct 2009 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 11 Mar 2009)
- CF21 Investment Adviser (5 Jul 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (6 Sep 2006 to 2 May 2007)
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- CF21 Investment Adviser (2 Jul 2004 to 2 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.